Department of Insurance examinations increasingly look beyond accounting outputs to the systems, data flows, controls, and governance that produce those numbers. IT and data teams may therefore be directly involved in regulatory requests and explanations.
This course focuses on preparing IT for that scrutiny: determining what may be in scope, explaining data lineage and controls clearly, and preparing documentation that aligns with regulatory expectations.
Upon completion of this course, you will be able to:
Examination issues can arise because IT teams are unprepared to explain systems in regulatory terms, even when the systems themselves are sound. Limited documentation, inconsistent explanations, and unclear ownership can turn routine questions into larger issues.
This course helps IT and accounting teams coordinate their responses so systems, data, controls, and documentation can be explained consistently during an examination.
You will receive a confirmation email after registering, along with email reminders one day and one hour before the course.
If you do not receive your confirmation or reminder emails, please check your spam folder. If they are not there, contact us for assistance at academy@arcstrategicservices.com or (239) 421-5300. You may also contact us for any concerns or complaints.
Please see our refund and cancellation policy for additional information.
TAC4 Solutions LLC dba ARC Academy is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.
Model Audit Rule (MAR) Compliance
Build on examination readiness by examining internal controls over financial reporting, MAR documentation, management responsibilities, and common findings.
