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Lions & Tigers & Forms – OH MY!!

$425

What This Course Covers

Forms A, B, C, D, and F each serve a different regulatory purpose, and even professionals familiar with insurance regulation can struggle to distinguish what triggers a filing and whether approval or notification is required.

This course explains what the common DOI forms are asking for, what types of transactions trigger them, and how the forms fit into the broader regulatory process.

Who Should Attend

  • Insurance accountants and finance professionals
  • Compliance and regulatory affairs teams
  • Legal, corporate governance, and operations staff
  • Professionals who support or coordinate DOI filings

What You'll Be Able to Do

Upon completion of this course, you will be able to:

  • Explain the purpose of Forms A, B, C, D, and F
  • Determine when Forms A, B, C, D, and F are required
  • Identify transactions that raise regulatory filing concerns
  • Distinguish approval requirements from notification requirements
  • Coordinate filing requirements with legal, compliance, and regulators

How This Helps You on the Job

Regulatory issues around DOI forms can result from misunderstanding filing triggers, leading to late filings, unnecessary approvals, or missed communication between teams.

This course gives professionals a clearer framework for identifying the right filing path and coordinating the response without unnecessary delay or overreach.

What to Expect After Registration

You will receive a confirmation email after registering, along with email reminders one day and one hour before the course.

If you do not receive your confirmation or reminder emails, please check your spam folder. If they are not there, contact us for assistance at academy@arcstrategicservices.com or (239) 421-5300. You may also contact us for any concerns or complaints.

Please see our refund and cancellation policy for additional information.


National Registry Statement

TAC4 Solutions LLC dba ARC Academy is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.

National Registry of CPE Sponsors

Certificate Requirements

The following requirements must be met to receive a CPE certificate for this course:
Attend the webinar
Answer 5 polls
Click on > 80% of attendance monitor pop-ups
Please contact us if you have any questions or believe there is an error.

Topics Covered

  • Why DOI forms exist
  • Forms A, B, C, D, and F
  • Transactions that trigger filings
  • Approval vs. notification requirements
  • Common misconceptions and over-filing risks
  • Regulator expectations and timing considerations
Prerequisites: Basic familiarity with insurance regulation or compliance recommended.
Advance Preparation: None

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Webinar: Lions & Tigers & Forms – OH MY!! by ARC Academy